Compliance analyst
DublinMillennium Management
...role at a Registered Investment Adviser (RIA) or Broker-Dealer is preferred. Strong understanding of regulatory and self-regulatory agencies (e.g., Central Bank of Ireland, FCA, SEC, CFTC, MAS) and familiarity with key regulations such as the Investment Advisers Act of 1940, Securities Act of 1933, and [...]
Category Banking, Insurance, Finance & Accountancy / Sector Administration and Secretariat
2 days ago in Experteer